Lipper RIC CUSIP ISIN Code Asset Name Asset Full Name SEC Inception Date Fund Management Company Long Name Closed Date Exchange Traded Fund (ETF) ETF Ticker Asset Status UCITS Legal Structure Index Tracking Index Replication Method Investment Objective Style Matrix Broad-Based Index Peer Index LP40056077 464287200 US4642872000 iShares Core S&P 500 ETF iShares Trust: iShares Core S&P 500 ETF 15.05.2000 BlackRock Fund Advisors TRUE IVV Active TRUE Optimized The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the S&P 500 Index. The S&P 500 Index measures the performance of the large-capitalisation sector of the US equity market. S&P 500 TR S&P 500 TR LP40056078 464287622 US4642876225 iShares Russell 1000 ETF iShares Trust: iShares Russell 1000 ETF 15.05.2000 BlackRock Fund Advisors TRUE IWB Active TRUE Optimized The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Russell 1000 Index. Uses a replication strategy to try to track the Index, which includes approximately 80% of the market capitalization of all publicly traded US equity securities. Large Cap Core S&P 500 TR S&P 500 TR LP40056080 464287721 US4642877215 iShares US Technology ETF iShares Trust: iShares US Technology ETF 15.05.2000 BlackRock Fund Advisors TRUE IYW Active TRUE Optimized The Fund seeks investment results corresponding generally to the price and yield performance, before fees and expenses, of the Index. Component firms include those engaged in development and production of technology products, including computer hardware and software, telecommunications, and office equipment among others. S&P 500 TR NASDAQ 100 CR LP40056082 464287747 US4642877470 iShares Dow Jones U.S. Internet Index Fund iShares Trust: iShares Dow Jones US Internet Index Fund 15.05.2000 BlackRock Fund Advisors 13.12.2002 TRUE Liquidated TRUE The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Dow Jones US Internet Index. Uses a representative sampling strategy. Component companies include those engaged in Internet commerce or those providing Internet services. S&P 500 TR NASDAQ 100 CR LP40056083 464287507 US4642875078 iShares Core S&P Mid-Cap ETF iShares Trust: iShares Core S&P Mid-Cap ETF 22.05.2000 BlackRock Fund Advisors TRUE IJH Active TRUE Optimized The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the S&P MidCap 400 Index. The Index measures the performance of the mid-capitalization sector of the US equity market. Uses a representative sampling strategy to try to track the Index. Mid Cap Core S&P 500 TR Russell MidCap TR LP40056084 464287804 US4642878049 iShares Core S&P Small-Cap ETF iShares Trust: iShares Core S&P Small-Cap ETF 22.05.2000 BlackRock Fund Advisors TRUE IJR Active TRUE Optimized The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the S&P SmallCap 600 Index. The Fund uses a replication strategy to try to track the Index, which includes approximately 2.5% of the market capitalization of the US equity market. Small Cap Core S&P 500 TR Russell 2000 TR LP40056086 464287309 US4642873099 iShares S&P 500 Growth ETF iShares Trust: iShares S&P 500 Growth ETF 22.05.2000 BlackRock Fund Advisors TRUE IVW Active TRUE Optimized The Fund seeks investment results corresponding generally to price and yield performance, before fees and expenses, of the S&P 500/BARRA Growth Index. Uses a replication strategy to track the Index. The Index is a subset of the S&P 500 Index and consists of firms with the highest price-to-book ratios in the Index. Large Cap Growth S&P 500 TR Russell 1000 Growth TR LP40056087 464287408 US4642874089 iShares S&P 500 Value ETF iShares Trust: iShares S&P 500 Value ETF 22.05.2000 BlackRock Fund Advisors TRUE IVE Active TRUE Optimized The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the S&P 500/BARRA Value Index. The Index measures the performance of the large capitalization value sector of the US equity market. Uses a replication strategy. Large Cap Value S&P 500 TR Russell 1000 Value TR LP40056088 464287689 US4642876894 iShares Russell 3000 ETF iShares Trust: iShares Russell 3000 ETF 22.05.2000 BlackRock Fund Advisors TRUE IWV Active TRUE Optimized The Fund seeks investment results that correspond to the price and yield performance, before fees and expenses, of the Russell 3000 Index. Uses a replication strategy. The Index is a capitalization-weighted index of the largest public companies domiciled in the US and its territories. Multi Cap Core S&P 500 TR Russell 3000 TR LP40056089 464287655 US4642876555 iShares Russell 2000 ETF iShares Trust: iShares Russell 2000 ETF 22.05.2000 BlackRock Fund Advisors TRUE IWM Active TRUE Optimized The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the small capitalization sector of the U.S. equity market as represented by the Russell 2000 Index. Small Cap Core S&P 500 TR Russell 2000 TR LP40056090 464287614 US4642876142 iShares Russell 1000 Growth ETF iShares Trust: iShares Russell 1000 Growth ETF 22.05.2000 BlackRock Fund Advisors TRUE IWF Active TRUE Optimized The Fund seeks investment returns that correspond generally to the price and yield performance, before fees and expenses, of the Index. Uses a replication strategy. The Index measures the performance of the large-capitalization growth sector of the US equity market. Large Cap Growth S&P 500 TR Russell 1000 Growth TR LP40056091 464287598 US4642875987 iShares Russell 1000 Value ETF iShares Trust: iShares Russell 1000 Value ETF 22.05.2000 BlackRock Fund Advisors TRUE IWD Active TRUE Optimized The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Russell 1000 Value Index. Uses a replication strategy. The Index measures the performance of those Russell 1000 Index firms with lower price-to-book ratios and lower forecasted growth. Multi Cap Value S&P 500 TR Russell 3000 Value TR LP40056093 464287788 US4642877884 iShares US Financials ETF iShares Trust: iShares US Financials ETF 22.05.2000 BlackRock Fund Advisors TRUE IYF Active TRUE Optimized The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Dow Jones US Financial Sector Index. Uses a representative sampling strategy to track the Index. Component firms include banks, diversified financial firms, insurance firms, among others. S&P 500 TR S&P Composite 1500 Financials CR LP40056094 464287713 US4642877132 iShares US Telecommunications ETF iShares Trust: iShares US Telecommunications ETF 22.05.2000 BlackRock Fund Advisors TRUE IYZ Active TRUE Optimized The Fund seeks investment results that correspond to the price and yield performance, before fees and expenses, of the Dow Jones US Telecommunications Sector Index. Uses a representative sampling strategy to try to track the Index. Component firms include fixed line communications and wireless communication firms. S&P 500 TR MSCI World/Communication Services TR USD LP40056096 464287846 US4642878460 iShares Dow Jones US ETF iShares Trust: iShares Dow Jones US ETF 12.06.2000 BlackRock Fund Advisors TRUE IYY Active TRUE Optimized The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Dow Jones US Total Market Index. The Index measures the performance of the US equity broad market. Uses a replication strategy. Multi Cap Core S&P 500 TR Russell 3000 TR LP40056098 464287838 US4642878387 iShares US Basic Materials ETF iShares Trust: iShares US Basic Materials ETF 12.06.2000 BlackRock Fund Advisors TRUE IYM Active TRUE Optimized The Fund seeks investment results corresponding to the price and yield performance, before fees and expenses, of the Dow Jones US Basic Materials Sector Index. Component firms are involved in the production of aluminum, chemicals, commodities, chemical specialty products, steel, and other goods and resources. S&P 500 TR S&P 500 Materials TR LP40056100 464287580 US4642875805 iShares US Consumer Services ETF iShares Trust: iShares US Consumer Services ETF 12.06.2000 BlackRock Fund Advisors TRUE IYC Active TRUE Optimized The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Index. Uses a representative sampling strategy. Component firms include airlines, automakers, lodging chains, broadcasters and publishers among others. S&P 500 TR S&P 500 Consumer Discretionary TR LP40056101 464287812 US4642878122 iShares US Consumer Goods ETF iShares Trust: iShares US Consumer Goods ETF 12.06.2000 BlackRock Fund Advisors TRUE IYK Active TRUE Optimized The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Dow Jones US Non-Cyclical Sector Index. The Index measures the performance of the consumer non-cyclical economic sector of the US equity market. Uses a representative sampling strategy. S&P 500 TR S&P 500 Consumer Staples TR LP40056103 464287796 US4642877967 iShares US Energy ETF iShares Trust: iShares US Energy ETF 12.06.2000 BlackRock Fund Advisors TRUE IYE Active TRUE Optimized The Fund seeks results that correspond generally to the price and yield performance, before fees and expenses, of the Dow Jones US Energy Sector Index. Uses a representative sampling strategy to try to track the Index. Component companies include oil companies and services, oil-major, oil-secondary and pipelines. S&P 500 TR S&P North American Natural Resources Sector TR LP40056104 464287762 US4642877629 iShares US Healthcare ETF iShares Trust: iShares US Healthcare ETF 12.06.2000 BlackRock Fund Advisors TRUE IYH Active TRUE Optimized The Fund seeks investment results generally corresponding to the price and yield performance, before fees and expenses, of the Dow Jones US Healthcare Sector Index. Uses a representative sampling strategy. Component firms include health care providers, biotechnology firms, and manufacturers of medically related goods. S&P 500 TR S&P Composite 1500 Health Care CR LP40056105 464287754 US4642877546 iShares US Industrials ETF iShares Trust: iShares US Industrials ETF 12.06.2000 BlackRock Fund Advisors TRUE IYJ Active TRUE Optimized The Fund seeks investment results corresponding generally to the price and yield performance, before fees and expenses, of the Dow Jones US Industrial Sector Index. Uses a representative sampling strategy. Component firms include aerospace and defense firms, advanced industrial firms, air freight firms, among others. S&P 500 TR NASDAQ Industrials CR LP40056106 464287697 US4642876977 iShares US Utilities ETF iShares Trust: iShares US Utilities ETF 12.06.2000 BlackRock Fund Advisors TRUE IDU Active TRUE Optimized The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Index. Uses a representative sampling strategy. Component firms include electric, gas, and water utilities. S&P 500 TR Dow Jones US Utilities TR LP40056107 464287820 US4642878205 iShares Dow Jones U.S. Chemicals Index Fund iShares Trust: iShares Dow Jones US Chemicals Index Fund 12.06.2000 BlackRock Fund Advisors 05.12.2002 TRUE Liquidated TRUE The Fund seeks investment returns that correspond to the price and yield performance, before fees and expenses, of the Dow Jones Chemicals Index. Component firms include those involved with chemicals, household products/wares, commercial services, miscellaneous manufacture, pharmaceuticals, and other chemical products. S&P 500 TR S&P 500 TR LP40056108 464287770 US4642877702 iShares US Financial Services ETF iShares Trust: iShares US Financial Services ETF 12.06.2000 BlackRock Fund Advisors TRUE IYG Active TRUE Optimized The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Index. Uses a representative sampling strategy. Component firms include banks, savings and loans associations, specialty financial firms, and other financial services firms. S&P 500 TR S&P Composite 1500 Financials CR LP40056109 464287739 US4642877397 iShares US Real Estate ETF iShares Trust: iShares US Real Estate ETF 12.06.2000 BlackRock Fund Advisors TRUE IYR Active TRUE Optimized The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Dow Jones US Real Estate Index. Uses a representative sampling strategy. Component firms include hotel and resort firms and REIT's. S&P 500 TR FTSE NAREIT All Equity REITS TR LP40056114 464287606 US4642876068 iShares S&P Mid-Cap 400 Growth ETF iShares Trust: iShares S&P Mid-Cap 400 Growth ETF 24.07.2000 BlackRock Fund Advisors TRUE IJK Active TRUE Optimized The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the S&P MidCap 400/BARRA Growth Index. The Index measures the performance of the mid-capitalization growth sector of the US equity market. Uses a replication strategy to try track the Index. Small Cap Growth S&P 500 TR Russell 2000 Growth TR LP40056115 464287705 US4642877058 iShares S&P Mid-Cap 400 Value ETF iShares Trust: iShares S&P Mid-Cap 400 Value ETF 24.07.2000 BlackRock Fund Advisors TRUE IJJ Active TRUE Optimized The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the S&P MidCap 400/BARRA Value Index. The Index consists of stocks from a broad range of industries. Uses a replication strategy to track the Index. Small Cap Value S&P 500 TR Russell 2000 Value TR LP40056117 464287887 US4642878874 iShares S&P Small-Cap 600 Growth ETF iShares Trust: iShares S&P Small-Cap 600 Growth ETF 24.07.2000 BlackRock Fund Advisors TRUE IJT Active TRUE Optimized The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the S&P SmallCap 600/BARRA Growth Index. The Fund uses a replication strategy to try to track the Index. The Index measures the performance of the US small-cap growth sector of the market. Small Cap Growth S&P 500 TR Russell 2000 Growth TR LP40056118 464287879 US4642878791 iShares S&P Small-Cap 600 Value ETF iShares Trust: iShares S&P Small-Cap 600 Value ETF 24.07.2000 BlackRock Fund Advisors TRUE IJS Active TRUE Optimized The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the S&P SmallCap 600/BARRA Value Index. The Index measures the performance of the small-capitalization value sector of the US equity market. Uses a replication to try to track the Index. Small Cap Value S&P 500 TR Russell 2000 Value TR LP40056120 464287648 US4642876480 iShares Russell 2000 Growth ETF iShares Trust: iShares Russell 2000 Growth ETF 24.07.2000 BlackRock Fund Advisors TRUE IWO Active TRUE Optimized The Fund seeks investment returns that correspond generally to the price and yield performance, before fees and expenses, of the Russell 2000 Growth Index. Uses a replication to try to track the Index. The Index measures the performance of Index firms with higher price-to-book ratios and higher forecasted growth. Small Cap Growth S&P 500 TR Russell 2000 Growth TR LP40056121 464287630 US4642876308 iShares Russell 2000 Value ETF iShares Trust: iShares Russell 2000 Value ETF 24.07.2000 BlackRock Fund Advisors TRUE IWN Active TRUE Optimized The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Russell 2000 Value Index. Uses a replication strategy. The Index measures the performance of those Index firms with lower price-to-book ratios and lower forecasted growth. Small Cap Value S&P 500 TR Russell 2000 Value TR LP40056122 464287671 US4642876712 iShares Core S&P US Growth ETF iShares Trust: iShares Core S&P US Growth ETF 24.07.2000 BlackRock Fund Advisors TRUE IUSG Active TRUE Optimized The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Russell 3000 Growth Index. Uses a replication strategy. The Index measures the performance of those component firms with higher price-to-book ratios and higher forecasted growth. Large Cap Growth S&P 500 TR Russell 1000 Growth TR LP40056124 464287663 US4642876639 iShares Core S&P US Value ETF iShares Trust: iShares Core S&P US Value ETF 24.07.2000 BlackRock Fund Advisors TRUE IUSV Active TRUE Optimized The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Russell 3000 Value Index. Uses a replication strategy. The Index measures the performance of the Russell 3000 Index firms with lower price-to-book ratios and lower forecasted growth. Multi Cap Value S&P 500 TR Russell 3000 Value TR LP40061120 78467Y107 US78467Y1073 SPDR S&P MidCap 400 ETF SPDR S&P MidCap 400 ETF 28.04.1995 Bank of New York Mellon TRUE MDY Active TRUE Full The Trust seeks invest results that, before expenses, generally correspond to the price and yield performance of the component common stocks of the S&P MidCap 400 Index. Mid Cap Core S&P 500 TR Russell MidCap TR LP40061121 78467X109 US78467X1090 SPDR Dow Jones Industrial Average ETF Trust SPDR Dow Jones Industrial Average ETF Trust 14.01.1998 State Street Bank and Trust Company TRUE DIA Active TRUE Full The Trust seeks to provide investment results that, before expenses, generally correspond to the price and yield performance of the component stocks of the DJIA. Large Cap Core S&P 500 TR S&P 500 TR LP40061122 81369Y100 US81369Y1001 Materials Select Sector SPDR Fund Select Sector SPDR Trust: Materials Select Sector SPDR Fund 16.12.1998 SSgA Funds Management Inc TRUE XLB Active TRUE Optimized The Fund seeks to provide investment results that, before expenses, correspond generally to the price and yield performance of the Materials Select Sector Index. Under normal market conditions, the fund generally invests substantially all, but at least 95%, of its total assets in the securities comprising the Index. S&P 500 TR S&P 500 Materials TR LP40061123 81369Y209 US81369Y2090 Health Care Select Sector SPDR Fund Select Sector SPDR Trust: Health Care Select Sector SPDR Fund 16.12.1998 SSgA Funds Management Inc TRUE XLV Active TRUE Optimized The Fund seeks to provide investment results that, before expenses, correspond generally to the price and yield performance of the Health Care Select Sector Index. Under normal market conditions, the fund generally invests substantially all, but at least 95%, of its total assets in the securities comprising the Index. S&P 500 TR S&P Composite 1500 Health Care CR LP40061124 81369Y308 US81369Y3080 Consumer Staples Select Sector SPDR Fund Select Sector SPDR Trust: Consumer Staples Select Sector SPDR Fund 16.12.1998 SSgA Funds Management Inc TRUE XLP Active TRUE Optimized The Fund seeks to provide investment results that, before expenses, correspond generally to the price and yield performance of the Consumer Staples Select Sector Index. Under normal market conditions, the fund generally invest substantially all, but at least 95%, of its total assets in the securities comprising the Index. S&P 500 TR S&P 500 Consumer Staples TR LP40061125 81369Y407 US81369Y4070 Consumer Discretionary Select Sector SPDR Fund Select Sector SPDR Trust: Consumer Discretionary Select Sector SPDR Fund 16.12.1998 SSgA Funds Management Inc TRUE XLY Active TRUE Optimized The Fund seeks to provide investment results that, before expenses, correspond generally to the price and yield performance of the Consumer Discretionary Select Sector Index. Under normal market conditions, it will invest substantially all, but at least 95%, of its total assets in the securities comprising the Index. S&P 500 TR S&P 500 Consumer Discretionary TR LP40061126 81369Y506 US81369Y5069 Energy Select Sector SPDR Fund Select Sector SPDR Trust: Energy Select Sector SPDR Fund 16.12.1998 SSgA Funds Management Inc TRUE XLE Active TRUE Optimized The Fund seeks to provide investment results that, before expenses, correspond generally to the price and yield performance of the Energy Select Sector Index. Under normal market conditions, the fund generally invests substantially all, but at least 95%, of its total assets in the securities comprising the Index. S&P 500 TR S&P North American Natural Resources Sector TR LP40061127 81369Y605 US81369Y6059 Financial Select Sector SPDR Fund Select Sector SPDR Trust: Financial Select Sector SPDR Fund 16.12.1998 SSgA Funds Management Inc TRUE XLF Active TRUE Optimized The Fund seeks to provide investment results that, before expenses, correspond generally to the price and yield performance of the Financial Select Sector Index. Under normal market conditions, the fund generally invests substantially all, but at least 95%, of its total assets in the securities comprising the Index. S&P 500 TR S&P Composite 1500 Financials CR LP40061129 81369Y704 US81369Y7040 Industrial Select Sector SPDR Fund Select Sector SPDR Trust: Industrial Select Sector SPDR Fund 16.12.1998 SSgA Funds Management Inc TRUE XLI Active TRUE Optimized The Fund seeks to provide investment results that, before expenses, correspond generally to the price and yield performance of the Industrial Select Sector Index. Under normal market conditions, the fund generally invests substantially all, but at least 95%, of its total assets in the securities comprising the Index. S&P 500 TR NASDAQ Industrials CR LP40061130 81369Y803 US81369Y8030 Technology Select Sector SPDR Fund Select Sector SPDR Trust: Technology Select Sector SPDR Fund 16.12.1998 SSgA Funds Management Inc TRUE XLK Active TRUE Optimized The Fund seeks to provide investment results that, before expenses, correspond generally to the price and yield performance of the Technology Select Sector Index. Under normal market conditions, the fund generally invests substantially all, but at least 95%, of its total assets in the securities comprising the Index. S&P 500 TR NASDAQ 100 CR LP40061132 81369Y886 US81369Y8865 Utilities Select Sector SPDR Fund Select Sector SPDR Trust: Utilities Select Sector SPDR Fund 16.12.1998 SSgA Funds Management Inc TRUE XLU Active TRUE Optimized The Fund seeks to provide investment results that, before expenses, correspond generally to the price and yield performance of the Utilities Select Sector Index. Under normal market conditions, the fund generally invests substantially all, but at least 95%, of its total assets in the securities comprising the Index. S&P 500 TR Dow Jones US Utilities TR LP40061133 78462F103 US78462F1030 SPDR S&P 500 ETF Trust SPDR S&P 500 ETF Trust 22.01.1993 State Street Bank and Trust Company TRUE SPY Active TRUE Full The Fund seeks to provide investment results that, before expenses, correspond generally to the price and yield performance of the S&P 500 Index. S&P 500 TR S&P 500 TR LP40061134 464287101 US4642871010 iShares S&P 100 ETF iShares Trust: iShares S&P 100 ETF 23.10.2000 BlackRock Fund Advisors TRUE OEF Active TRUE Optimized The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the S&P 100 Index. Uses a replication strategy to try to track the Index. The Index represents approximately 40% of the market capitalization of listed US equities. Large Cap Core S&P 500 TR S&P 500 TR LP40061136 11130P104 US11130P1049 Broadband HOLDRS Trust Broadband HOLDRS Trust 06.04.2000 Bank of New York Mellon 09.01.2012 TRUE BDH Liquidated TRUE The Trust seeks growth of capital. To achieve its objective, the Trust invests in the common stock of 20 specified companies involved in various aspects of the broadband business. S&P 500 TR MSCI World/Communication Services TR USD LP40061137 056033103 US0560331037 B2B Internet HOLDRS Trust B2B Internet HOLDRS Trust 24.02.2000 Bank of New York Mellon 09.01.2012 TRUE BHH Liquidated TRUE The Trust seeks growth of capital. To achieve its objective, the Trust invests in the common stock of 20 specified companies involved in the various aspects of business to business segment of the Internet industry. S&P 500 TR NASDAQ 100 CR LP40061138 46060A107 US46060A1079 Internet Architecture HOLDRS Trust Internet Architecture HOLDRS Trust 25.02.2000 Bank of New York Mellon 09.01.2012 TRUE IAH Liquidated TRUE The Trust seeks to hold shares of common stock of companies considered to be involved in various aspects of the Internet architecture business. These companies that develop and market computer, Internet hardware and other related products designed to enhance the speed and efficiency of connections to the Internet. S&P 500 TR NASDAQ 100 CR LP40061139 46059V104 US46059V1044 Internet Infrastructure HOLDRS Trust Internet Infrastructure HOLDRS Trust 25.02.2000 Bank of New York Mellon 09.01.2012 TRUE IIH Liquidated TRUE The Trust seeks to hold shares of common stock issued by companies considered to be involved in the Internet Infrastructure segment of the Internet Industry. These are companies that provide software and related services that allow companies to better manage their Web sites and improve online communications. S&P 500 TR NASDAQ 100 CR LP40061140 57059Y204 US57059Y2046 Market 2000+ HOLDRS Trust Market 2000+ HOLDRS Trust 30.08.2000 Bank of New York Mellon 09.01.2012 TRUE MKH Liquidated TRUE The Trust seeks growth of capital. To achieve its objective, the Trust will hold the shares of common stock or ADR of 50 specified companies that are the largest companies whose common stock or ADR are listed for trading on the NYSE or AMEX, or quoted on the NASDAQ National Market. Large Cap Core S&P 500 TR S&P 500 TR LP40061141 71712A206 US71712A2069 Pharmaceutical HOLDRS Trust Pharmaceutical HOLDRS Trust 01.02.2000 Bank of New York Mellon 20.12.2011 TRUE Liquidated TRUE The Trust seeks growth of capital. To achieve its objective, the Trust invests in the common stock of 20 specified companies involved in the various aspects of the pharmaceutical industry. S&P 500 TR S&P Composite 1500 Health Care CR LP40061142 75902E100 US75902E1001 Regional Bank HOLDRS Trust Regional Bank HOLDRS Trust 22.06.2000 Bank of New York Mellon 20.12.2011 TRUE Liquidated TRUE The Trust seeks growth of capital. To achieve its objective, the Trust invests in the common stock of 20 specified companies involved in the various aspects of the regional banking industry. S&P 500 TR S&P Composite 1500 Financials CR LP40061143 816636203 US8166362033 Semiconductor HOLDRS Trust Semiconductor HOLDRS Trust 26.05.2000 Bank of New York Mellon 20.12.2011 TRUE Liquidated TRUE The Trust seeks to hold common stock of companies considered to be involved in the semiconductor business. These companies manufacture and market integrated circuitry and other products made from semiconductors which allow for increased speed and functionality in components for computers and other electronic devices. S&P 500 TR NASDAQ 100 CR LP40061144 97653L208 US97653L2088 Wireless HOLDRS Trust Wireless HOLDRS Trust 01.11.2000 Bank of New York Mellon 09.01.2012 TRUE WMH Liquidated TRUE The Fund seeks long term growth of capital. The Fund holds shares of common stock or American depositary shares issued by a group of specified companies that were, at the time of the initial offering, generally considered to be involved in various segments of the wireless telecommunications industry. S&P 500 TR MSCI World/Communication Services TR USD LP40061145 918019100 US9180191002 Utilities HOLDRS Trust Utilities HOLDRS Trust 26.06.2000 Bank of New York Mellon 09.01.2012 TRUE UTH Liquidated TRUE The Trust seeks to hold common stock of companies generally considered to be involved in various segments of the utilities industry. S&P 500 TR Dow Jones US Utilities TR LP40061146 87927P200 US87927P2002 Telecom HOLDRS Trust Telecom HOLDRS Trust 02.02.2000 Bank of New York Mellon 09.01.2012 TRUE TTH Liquidated TRUE The Trust seeks to hold common shares of companies generally considered to be involved in various segments of the telecommunications industry. S&P 500 TR MSCI World/Communication Services TR USD LP40061147 83404B103 US83404B1035 Software HOLDRS Trust Software HOLDRS Trust 01.11.2000 Bank of New York Mellon 09.01.2012 TRUE SWH Liquidated TRUE The Fund seeks long term growth of capital. The Fund invests in companies that were, at the tine of the initial offering, generally considered to be involved in various segments of the software industry. S&P 500 TR NASDAQ 100 CR LP40061148 09067D201 US09067D2018 Biotech HOLDRS Trust Biotech HOLDRS Trust 23.11.1999 Bank of New York Mellon 20.12.2011 TRUE Liquidated TRUE The Trust seeks to hold common stock of companies generally considered to be involved in various segments of the biotechnology industry. S&P 500 TR S&P Composite 1500 Health Care CR LP40061149 46090E103 US46090E1038 Invesco QQQ Trust Series 1 Invesco QQQ Trust, Series 1 10.03.1999 Invesco Capital Management LLC TRUE QQQ Active TRUE Optimized The Fund seeks to provide investment results that generally correspond to the price and yield performance of the Nasdaq-100 Index. The Index measures the average performance of a broadly diversified group of equity securities issued by 100 of the largest non-financial companies listed on The NASDAQ Stock Market, Inc. Large Cap Growth S&P 500 TR Russell 1000 Growth TR LP40061336 78464A508 US78464A5083 SPDR Portfolio S&P 500 Value ETF SPDR Series Trust: SPDR Portfolio S&P 500 Value ETF 25.09.2000 SSgA Funds Management Inc TRUE SPYV Active TRUE Optimized The Fund seeks to approximate the investment results, before expenses, of the Dow Jones Large Cap Value Index. When possible will generally invest in component stocks of the Index in proportion to their Index weightings. Large Cap Value S&P 500 TR Russell 1000 Value TR LP40061337 78464A409 US78464A4094 SPDR Portfolio S&P 500 Growth ETF SPDR Series Trust: SPDR Portfolio S&P 500 Growth ETF 25.09.2000 SSgA Funds Management Inc TRUE SPYG Active TRUE Optimized The Fund seeks to approximate, before expenses, the investment results of the Dow Jones Large Cap Growth Index. When possible, the Fund generally will invest in all of the stocks comprising the Index in proportion to their weightings in the Index. Large Cap Growth S&P 500 TR Russell 1000 Growth TR LP40061338 78464A300 US78464A3005 SPDR S&P 600 Small Cap Value ETF SPDR Series Trust: SPDR S&P 600 Small Cap Value ETF 25.09.2000 SSgA Funds Management Inc TRUE SLYV Active TRUE Optimized The Fund seeks to approximate, before expenses, the investment results of the Dow Jones Small Cap Value Index. When possible will generally invest in all component stocks of the Index proportionate to their Index weightings. Small Cap Value S&P 500 TR Russell 2000 Value TR LP40061339 78464A201 US78464A2015 SPDR S&P 600 Small Cap Growth ETF SPDR Series Trust: SPDR S&P 600 Small Cap Growth ETF 25.09.2000 SSgA Funds Management Inc TRUE SLYG Active TRUE Optimized The Fund seeks to approximate, before expenses, the investment results of the Dow Jones Small Cap Growth Index. When possible will generally invest in all component stocks of the Index proportionate to their Index weightings. Small Cap Growth S&P 500 TR Russell 2000 Growth TR LP40061341 78464A607 US78464A6073 SPDR Dow Jones REIT ETF SPDR Series Trust: SPDR Dow Jones REIT ETF 23.04.2001 SSgA Funds Management Inc TRUE RWR Active TRUE Optimized The Fund seeks to provide results that correspond to the total return performance of an index that tracks the performance of publicly traded real estate investment trusts. The Dow Jones U.S. Select REIT Index is designed to provide a measure of real estate securities that serve as proxies for direct real estate investing. S&P 500 TR FTSE NAREIT All Equity REITS TR LP40061342 78464A102 US78464A1025 SPDR NYSE Technology ETF SPDR Series Trust: SPDR NYSE Technology ETF 25.09.2000 SSgA Funds Management Inc TRUE XNTK Active TRUE Optimized The Fund seeks to approximate, before expenses, the investment results of the Morgan Stanley High Tech 35 Index. When possible will generally invest in component stocks of the Index in proportion to their Index weightings. S&P 500 TR NASDAQ 100 CR LP40061343 86330E802 US86330E8021 streetTRACKS Morgan Stanley Internet Index Fund streetTRACKS Series Trust: streetTRACKS Morgan Stanley Internet Index Fund 25.09.2000 SSgA Funds Management Inc 22.12.2003 TRUE MII Liquidated TRUE The Fund seeks to approximate, before expenses, the investment results of the Morgan Stanley Internet Index. When possible will generally invest in component stocks of the Index in proportion to their Index weightings. S&P 500 TR NASDAQ 100 CR LP40061344 78464A805 US78464A8053 SPDR Portfolio Total Stock Market ETF SPDR Series Trust: SPDR Portfolio Total Stock Market ETF 04.10.2000 SSgA Funds Management Inc TRUE SPTM Active TRUE Optimized The Fund seeks to provide investment results that correspond generally to the total return performance of an index that tracks a broad universe of exchange traded U.S. equity securities. The Fund generally invests substantially at least 80% of its total assets in the securities comprising the Russell 3000 Index. Multi Cap Core S&P 500 TR Russell 3000 TR LP40061345 86330E877 US86330E8773 streetTRACKS FORTUNE e-50 Index Fund streetTRACKS Series Trust: streetTRACKS FORTUNE e-50 Index Fund 04.10.2000 SSgA Funds Management Inc 22.12.2003 TRUE FEF Liquidated TRUE The Fund seeks to approximate, before expenses, the investment results of the Fortune e-50 Index. When possible will generally invest in component stocks in proportion to their Index weightings. S&P 500 TR NASDAQ 100 CR LP40061390 46059W102 US46059W1027 Internet HOLDRS Trust Internet HOLDRS Trust 24.09.1999 Bank of New York Mellon 09.01.2012 TRUE HHH Liquidated TRUE The Trust seeks to hold common stock of companies involved in various segments of the Internet industry and whose securities are among the largest and most liquid companies in the Internet industry, as measured by market capitalization and trading volume. S&P 500 TR NASDAQ 100 CR LP40062670 464287564 US4642875649 iShares Cohen & Steers REIT ETF iShares Trust: iShares Cohen & Steers REIT ETF 29.01.2001 BlackRock Fund Advisors TRUE ICF Active TRUE Optimized The Fund seeks to match performance, before fees and expenses, of the Cohen & Steers Realty Majors Index. The benchmark index seeks to represent large and liquid REIT's that may benefit from future consolidation and securitization of the US real estate industry. REIT's must meet capitalization/liquidity criteria. S&P 500 TR FTSE NAREIT All Equity REITS TR LP40062671 464287556 US4642875565 iShares Nasdaq Biotechnology ETF iShares Trust: iShares Nasdaq Biotechnology ETF 05.02.2001 BlackRock Fund Advisors TRUE IBB Active TRUE Optimized "The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Nasdaq Biotechnology Index (the ""Index"")." S&P 500 TR S&P Composite 1500 Health Care CR LP40066123 76127U101 US76127U1016 Retail HOLDRS Trust Retail HOLDRS Trust 04.05.2001 Bank of New York Mellon 20.12.2011 TRUE Liquidated TRUE The Fund seeks to hold shares of common stock issued by companies that, among other things, sell retail merchandise to consumers through traditional retail stores, the Internet, mail order catalogs and other outlets. S&P 500 TR S&P 500 Consumer Discretionary TR LP40066124 678002106 US6780021068 Oil Service HOLDRS Trust Oil Service HOLDRS Trust 06.02.2001 Bank of New York Mellon 20.12.2011 TRUE Liquidated TRUE The Trust seeks to hold shares of common stock issued by companies that provide drilling, well-site management and related products and services for the oil service industry. These companies are the largest and most liquid companies with U.S.-traded securities involved in the oil service industry. S&P 500 TR S&P North American Natural Resources Sector TR LP40066626 464287549 US4642875490 iShares Expanded Tech Sector ETF iShares Trust: iShares Expanded Tech Sector ETF 13.03.2001 BlackRock Fund Advisors TRUE IGM Active TRUE Optimized The Fund seeks to track the investment results of the S&P North American Expanded Technology Sector Index, which measures the performance of U.S.-traded stocks from the technology sector and select technology-related companies from the communication services and consumer discretionary sectors in the U.S. and Canada. S&P 500 TR NASDAQ 100 CR LP40069821 464287499 US4642874998 iShares Russell Mid-Cap ETF iShares Trust: iShares Russell Mid-Cap ETF 17.07.2001 BlackRock Fund Advisors TRUE IWR Active TRUE Optimized The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Russell Midcap Index. Mid Cap Core S&P 500 TR Russell MidCap TR LP40069822 464287481 US4642874816 iShares Russell Mid-Cap Growth ETF iShares Trust: iShares Russell Mid-Cap Growth ETF 17.07.2001 BlackRock Fund Advisors TRUE IWP Active TRUE Optimized The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Russell Midcap Growth Index. Mid Cap Growth S&P 500 TR Russell MidCap Growth TR LP40069823 464287473 US4642874733 iShares Russell Mid-Cap Value ETF iShares Trust: iShares Russell Mid-Cap Value ETF 17.07.2001 BlackRock Fund Advisors TRUE IWS Active TRUE Optimized The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Russell Midcap Value Index. Mid Cap Value S&P 500 TR Russell MidCap Value TR LP40069824 464287531 US4642875318 iShares North American Tech-Multimedia Networking iShares Trust: iShares North American Tech-Multimedia Networking ETF 10.07.2001 BlackRock Fund Advisors TRUE IGN Active TRUE Optimized The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Goldman Sachs Technology Industry Multimedia Networking Index. S&P 500 TR MSCI World/Communication Services TR USD LP40069825 464287523 US4642875235 iShares PHLX Semiconductor ETF iShares Trust: iShares PHLX Semiconductor ETF 10.07.2001 BlackRock Fund Advisors TRUE SOXX Active TRUE Optimized The Fund seeks to track the investment results of PHLX Semiconductor Sector Index (Underlying Index) which is composed of US equities in the semiconductor sector. The Underlying Index measures the performance of US-traded securities of companies engaged in the semiconductor business, as determined by Nasdaq, Inc. S&P 500 TR NASDAQ 100 CR LP40069826 464287515 US4642875151 iShares Expanded Tech-Software ETF iShares Trust: iShares Expanded Tech-Software ETF 10.07.2001 BlackRock Fund Advisors TRUE IGV Active TRUE Optimized The Fund seeks to track the investment results of the S&P North American Expanded Technology Software Index, which measures the performance of U.S.-traded stocks from the software industry and select companies from the interactive home entertainment and interactive media and services sub-industries in the U.S. and Canada. S&P 500 TR NASDAQ 100 CR LP40073950 464287341 US4642873412 iShares Global Energy ETF iShares Trust: iShares Global Energy ETF 12.11.2001 BlackRock Fund Advisors TRUE IXC Active TRUE Optimized The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the S&P Global Energy Sector Index. S&P 500 TR MSCI World/Energy CR LP40073951 464287333 US4642873339 iShares Global Financials ETF iShares Trust: iShares Global Financials ETF 12.11.2001 BlackRock Fund Advisors TRUE IXG Active TRUE Optimized The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the S&P Global Financials Sector Index. S&P 500 TR MSCI World/Financials NR LP40073952 464287325 US4642873255 iShares Global Healthcare ETF iShares Trust: iShares Global Healthcare ETF 13.11.2001 BlackRock Fund Advisors TRUE IXJ Active TRUE Optimized "The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of companies that Standard & Poor's deems part of the healthcare sector of the economy and important to global markets, as represented by the S&P Global Healthcare Sector Index (""the Index""). The Index is a subset of the Standard & Poor's Global 1200 Index." S&P 500 TR Dow Jones US Healthcare TR LP40073953 464287291 US4642872919 iShares Global Tech ETF iShares Trust: iShares Global Tech ETF 12.11.2001 BlackRock Fund Advisors TRUE IXN Active TRUE Optimized The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the S&P Global Information Technology Sector Index. S&P 500 TR MSCI World/Information Technology NR USD LP40073954 464287275 US4642872752 iShares Global Comm Services ETF iShares Trust: iShares Global Comm Services ETF 12.11.2001 BlackRock Fund Advisors TRUE IXP Active TRUE Optimized The Fund seeks to track the investment results of the S&P Global 1200 Communication Services Sector Index, a subset of the S&P Global 1200, composed of global equity securities of companies in the communication services sector. The Underlying Index may include large-, mid- or small-capitalization companies. S&P 500 TR MSCI World/Communication Services TR USD LP40073955 464287374 US4642873743 iShares North American Natural Resources ETF iShares Trust: iShares North American Natural Resources ETF 22.10.2001 BlackRock Fund Advisors TRUE IGE Active TRUE Optimized The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the S&P North American Natural Resources Index. This Index measures the performance of U.S. traded stocks of natural resource related companies in the U.S. and Canada. S&P 500 TR S&P North American Natural Resources Sector TR LP40088651 46137V357 US46137V3574 Invesco S&P 500 Eql Wght ETF Invesco Exchange-Traded Fund Trust: Invesco S&P 500 Equal Weight ETF 24.04.2003 Invesco Capital Management LLC TRUE RSP Active TRUE Optimized The Fund seeks to replicate as closely as possible, before fees and expenses, the performance of the equal-weighted S&P 500 Index. The Fund uses a passive management strategy to track the performance of the underlying index. Multi Cap Core S&P 500 TR Russell 3000 TR LP40088841 46137V712 US46137V7120 Invesco Dynamic Market ETF Invesco Exchange-Traded Fund Trust: Invesco Dynamic Market ETF 01.05.2003 Invesco Capital Management LLC TRUE PWC Active TRUE Optimized The Fund seeks investment results that correspond generally to the price and yield of an equity index called the Dynamic Market Intellidex Index. The Market Intellidex is comprised of 100 US stocks selected each quarter by the American Stock Exchange, pursuant to a proprietary method. Multi Cap Core S&P 500 TR Russell 3000 TR LP40088842 46137V829 US46137V8292 Invesco DWA NASDAQ Momentum ETF Invesco Exchange-Traded Fund Trust: Invesco DWA NASDAQ Momentum ETF 01.05.2003 Invesco Capital Management LLC TRUE DWAQ Active TRUE Optimized The Fund seeks investment results that correspond generally to the price and yield of an equity index called the Dynamic OTC Intellidex Index. The OTC Intellidex is comprised of 100 over-the-counter market securities, selected each quarter by the American Stock Exchange, pursuant to a proprietary method. Mid Cap Growth S&P 500 TR Russell MidCap Growth TR LP40089170 33735G107 US33735G1076 First Trust Value Line 100 Exchange-Traded Fund First Trust Exchange-Traded Fund: First Trust Value Line 100 Exchange-Traded Fund 12.06.2003 First Trust Advisors LP TRUE FVL Active TRUE Optimized The Fund seeks to provide capital appreciation. It's objective is to outperform the Standard & Poor's 500 Composite Stock Price Index by adhering to a disciplined strategy of investing in a diversified portfolio of the 100 common stocks ranked #1 in Value Line's Timeliness Ranking System. Mid Cap Core S&P 500 TR Russell MidCap TR LP40091388 92204A108 US92204A1088 "Vanguard Consumer Discretionary Index Fund;ETF" "Vanguard World Funds: Vanguard Consumer Discretionary Index Fund; ETF Shares" 26.01.2004 Vanguard Group Inc TRUE VCR Active TRUE Full The Fund seeks to track the performance of a benchmark index that measures the investment return of consumer discretionary stocks. Specifically the MSCI U.S. Investable Market Consumer Discretionary Index, an index of stocks of large-, mid-, and small-size U.S. companies within the consumer discretionary sector. S&P 500 TR S&P 500 Consumer Discretionary TR LP40091389 92204A207 US92204A2078 "Vanguard Consumer Staples Index Fund;ETF" "Vanguard World Funds: Vanguard Consumer Staples Index Fund; ETF Shares" 26.01.2004 Vanguard Group Inc TRUE VDC Active TRUE Full The Fund seeks to track the performance of a benchmark index that measures the investment return of consumer staples stocks. Specifically the MSCI U.S. Investable Market Consumer Staples Index, an index of stocks of large-, mid-, and small-size U.S. companies within the consumer staples sector. S&P 500 TR S&P 500 Consumer Staples TR LP40091390 92204A306 US92204A3068 "Vanguard Energy Index Fund;ETF" "Vanguard World Funds: Vanguard Energy Index Fund; ETF Class Shares" 23.09.2004 Vanguard Group Inc TRUE VDE Active TRUE Full "The Fund seeks to track the performance of a benchmark index that measures the investment return of energy stocks; specifically the MSCI U.S. Investable Market Energy Index. This is an index of stocks of large-, mid-, and small-size U.S. companies within the energy sector. (Oil and Gas)." S&P 500 TR S&P North American Natural Resources Sector TR LP40091391 92204A405 US92204A4058 "Vanguard Financials Index Fund;ETF" "Vanguard World Funds: Vanguard Financials Index Fund; ETF Shares" 26.01.2004 Vanguard Group Inc TRUE VFH Active TRUE Full "The Fund seeks to track the performance of a benchmark index that measures the investment return of financial stocks; specifically the MSCI U.S. Investable Market Financials Index. This is an index of stocks of large-, mid-, and small-size U.S. companies within the financials sector." S&P 500 TR S&P Composite 1500 Financials CR LP40091392 92204A504 US92204A5048 "Vanguard Health Care Index Fund;ETF" "Vanguard World Funds: Vanguard Health Care Index Fund; ETF Class Shares" 26.01.2004 Vanguard Group Inc TRUE VHT Active TRUE Full "The Fund seeks to track the performance of a benchmark index that measures the investment return of health care stocks; specifically the MSCI U.S. Investable Market Health Care Index. This is an index of stocks of large-, mid-, and small-size U.S. companies within the health care sector." S&P 500 TR S&P Composite 1500 Health Care CR LP40091393 92204A603 US92204A6038 "Vanguard Industrials Index Fund;ETF" "Vanguard World Funds: Vanguard Industrials Index Fund; ETF Class Shares" 23.09.2004 Vanguard Group Inc TRUE VIS Active TRUE Full The Fund seeks to track the performance of a benchmark index that measures the investment return of industrial stocks. Specifically the MSCI U.S. Investable Market Industrials Index, an index of stocks of large-, mid-, and small-size U.S. companies within the industrial sector. S&P 500 TR NASDAQ Industrials CR LP40091394 92204A702 US92204A7028 "Vanguard Information Technology Index Fund;ETF" "Vanguard World Funds: Vanguard Information Technology Index Fund; ETF Class Shares" 26.01.2004 Vanguard Group Inc TRUE VGT Active TRUE Full The Fund seeks to track the performance of a benchmark index that measures the investment return of information technology stocks. Specifically the MSCI US Investable Market Information Technology Index an index made up of stocks of large, mid-size, and small U.S. companies within the information technology sector. S&P 500 TR NASDAQ 100 CR LP40091395 92204A801 US92204A8018 "Vanguard Materials Index Fund;ETF" "Vanguard World Funds: Vanguard Materials Index Fund; ETF Shares" 26.01.2004 Vanguard Group Inc TRUE VAW Active TRUE Full The Fund seeks to track the performance of a benchmark index that measures the investment return of materials stocks. The Fund tracks the performance of a Materials index made of stocks of large, mid, and small size U.S. companies. Among the industries are chemicals, paper and forestry products, and metals. S&P 500 TR S&P 500 Materials TR